Question 1:

RegTech – Re-defining compliance

How has the regulatory changed over the years (pre-2018 vs. the status quo)?

Question 2:

RegTech – Re-defining compliance

What is the future of compliance and how does it compare to where we are currently?

Question 3

RegTech – Re-defining compliance

What is a regulatory sandbox. What is it’s purpose? How is it used?

Question 4:

RegTech – Re-defining compliance

Is the currently regulatory environment fair and equitable? Discuss the implications of any asymmetries that may exist.

Question 5:

RegTech – Re-defining compliance

Why should regulatory regimes be ‘proportionate’ and ‘real-time’? What are the fundamental building block?

Question 6:

Consider the metadata set below in RED…

What information does it provide to help enhance business objectives?

Question 7

Consider the metadata set below in RED…

How can metadata be used to improve services and customer experiences?

Question 8

Question 9

Reg Tech and AI

What is the process for translating regulation and legislation into actionable objectives in automated compliance systems?

What are the different tools in AI? Brief discuss each one and what it does.

Discuss reasons as to why some institutions remain on the sideline, as observers and skeptics, in the digital revolution.

Comment on the role of AI in Regtech. What aspects of AI have been influential in Regtech’s transformation?